Shruti Bhat PhD, MBA, Operations Excellence Expert
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How to improve customer satisfaction using Kaizen

7/18/2024

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Spotlight: Small Changes, Big Impact: How Kaizen Can Elevate Customer Satisfaction
Improving customer satisfaction isn’t just about meeting expectations—it’s about continuously exceeding them. And that’s where Kaizen comes in!

Kaizen, a Japanese methodology rooted in continuous improvement, can transform how businesses enhance product quality, streamline processes, and build customer loyalty. By making small, incremental improvements, companies can see exponential benefits—increased profits, saved costs, and higher customer satisfaction.

Here’s how to use Kaizen to elevate customer experience:
  • Identify customer pain points through data and direct feedback.
  • Engage cross-functional teams in problem-solving.
  • Implement improvements using the PDCA (Plan-Do-Check-Act) cycle.
  • Encourage a culture of innovation where employees and customers contribute ideas.
  • Leverage Kaizen tools like Value Stream Mapping, Kaizen Boards & Taguchi Loss Function for optimization.

Real-world impact? Companies that have adopted Kaizen report 30% reduction in lead time, 40% fewer defects, and 25% increase in productivity!

Want to make Kaizen work for your organization? Check out my blog post below, on implementing Kaizen for customer satisfaction and learn how to drive sustainable growth. This blogpost delves into the principles of Kaizen, provides an example and a case study of its application in an engineering company (but the learnings can be applied to any industry sector), and offers tips for successful implementation in today's business environment.
how to improve customer satisfaction using Kaizen
Improving customer satisfaction is key for increasing sales. Also, it is a focal point for improving a company's operational excellence.

Several operational excellence methodologies are known to improve customer satisfaction viz. TQM, Lean Six Sigma, Balanced Score Card, Kaizen etc. In this blogpost, I shall touch upon how to improve customer satisfaction using Kaizen.


Background of Kaizen Methodology:
​
Kaizen is a Japanese concept that emphasizes continual improvement. It targets the processes and outcomes of a business to anchor it for long-term success. 
Although Kaizen is present in Japanese folklore for several decades, it was first applied in the corporate sector post-World War II, to improve manufacturing operations of the Japanese companies. It produced significant results for the Toyota Corporation, which led to the philosophy spreading across the world. Now, Kaizen is used by companies in almost all industry sectors.


Kaizen Principles:

Kaizen involves making small incremental improvements in products, services, processes and culture of a company. These incremental changes done consistently, bring-in exponential benefits such as increased profits, saved costs, higher productivity, sales, customer satisfaction etc.


Kaizen for Increasing Customer Satisfaction:


When considering how to improve customer satisfaction with Kaizen implementation, organizations must begin by recognizing the problem and identifying opportunities for improvement.

To do this, they should engage cross-functional personnel in the problem-solving process. Then test the proposed solution(s) in small groups before spreading them across the entire organization. PDCA (Plan-Do-Check-Act) cycle is usually used for Kaizen implementation. The Kaizen campaign must be supported by the company's top leadership and employees. Any resistance must be resolved via improved motivation, employee engagement, counseling and transparent communication. Employees must be encouraged to voice their concerns and also offer suggestions for improvement.

A Kaizen committee should be formed of five to ten employees. This committee should meet weekly to discuss ideas for continual improvement and to monitor the changes made after implementing them.

Tip: To know more about how to initiate Kaizen at your company check out my book on How to Use Kaizen for Increased Profitability and Organizational Excellence. If yours is a pharmaceutical or a biotech setup, check out this book Kaizen for Pharmaceutical, Medical Device and Biotech Industries.


Example of Initiating Kaizen in an Engineering Company:

Let’s take an example of initiating Kaizen in an engineering company to improve customer satisfaction.
​
Improving customer satisfaction with Kaizen involves continual, incremental changes focused on enhancing product/ service quality and efficiency. By regularly soliciting and incorporating customer feedback, you can identify and address pain points in the customer journey. Additionally, empowering employees to suggest and implement improvements fosters a culture of customer-centric innovation, leading to higher customer (as well as employee) satisfaction levels.


To get started, a Kaizen champion and taskforce must be established. The Kaizen champion will lead the campaign and he/she will report directly to the company's CEO or the management board. 

The taskforce should include the Kaizen champion, a manufacturing engineer, a design engineer, a quality engineer and two people from the marketing & sales function. In some cases, the team should also include business partners, customers and suppliers to ensure success.

Tip: Besides the Kaizen champion, the Kaizen sponsor aka process owner should also hold overall responsibility for the results of the Kaizen event. So, before you implement Kaizen in your company, first make sure your stakeholders are willing to make it happen.

The Kaizen taskforce must review the current state of the business, product mix, customer base, complaint records etc. and identify the opportunities for improvement. Also, Gemba Walks must be done periodically. I have a separate blogpost on Gemba Walks; you may check it out here. Also, checkout my blogpost on Dos and Don'ts of Gemba Walks here.

Once opportunities of improvement for increasing customer satisfaction are identified by the taskforce, a Kaizen implementation strategy must be designed as well as the execution roadmap.

Remember, the principles of Kaizen emphasize the 'value' of continual incremental improvements. By implementing Kaizen into the company's culture, it can be permanent.

Tip: Make sure that new hires are trained in the principles of the Kaizen process. Also do refresher training periodically for current employees, so that the changes are sustained for years to come.


Kaizen-ing runs via Kaizen events.


Conducting Kaizen Events:

During Kaizen events, the Kaizen taskforce must meet and work together with people at grassroot levels from the sales and marketing function to come up with potential solution(s) to the problem(s).

These meetings should be centered around a specific problem such as- an increase in product returns, defective products, delayed deliveries etc. Also, the meetings must be held in a physical location within the company- the Gemba; in Japanese Gemba means the actual workplace.


Utilizing Digital Tools:

Conducting Kaizen events in the Gemba, that is the actual workplace, allows for a direct, in-depth understanding of the processes and problems. It facilitates real-time observation and problem-solving, enhancing the relevance and effectiveness of continual improvement strategies.

However, physical presence isn't always feasible, for instance, the process is worked at multiple locations of the company, participants can't/ don't want to travel frequently etc. In such cases, the Kaizen champion must hold meetings at Gemba, that is the primary location where the proposed process (for improvement) is being worked. People close to the process must be physically present at the meeting and other stakeholders, process owners etc. can join the meeting virtually.

Tip: It is a myth that virtual Kaizen meetings are not effective. 
Utilizing digital tools like video conferencing, shared digital whiteboards, and real-time data sharing platforms, teams can collaborate, analyze, and brainstorm improvements remotely, maintaining the spirit of Kaizen by adapting to modern, flexible work environments.


Kaizen Tools:

There are over hundred useful tools viz. Value stream map, SIPOC diagram, Spaghetti maps etc. which help in identifying areas of improvement, potential solution(s), implementation, monitoring and sustaining the changes. Also, several change management models are helpful in installing Kaizen smoothly and with minimal disruptions to the business activities. Checkout more about change management models in my video series- Organizational change management.

Moreover, two tools are extremely helpful in Kaizen initiative for increasing customer satisfaction- Kaizen board and Taguchi loss function. 

  1. Kaizen board: The Kaizen board is an excellent place to document ideas for improvements. It helps the Kaizen taskforce to track progress, identify issues, and implement solutions in real-time. The board typically displays tasks, goals, and improvements at various stages of completion.
  2. Taguchi loss function: This is a graphical representation of how an increase in variation within specification limits leads to an exponential increase in customer dissatisfaction.

Along with the Kaizen board, the taskforce often use a template to stay on track to initiate Kaizen in the organization. Using this method, each member of the team contributes towards improving the customer relationship process.


Case Study:

Initiating Kaizen in the above-referred medium-sized engineering company led to remarkable results in various aspects of their operations.

One notable outcome was streamlining the production processes and increasing inventory turns.

The company focused on continuous improvement by involving employees at all levels to identify inefficiencies and propose solutions. As a result, the company saw a 30% reduction in production lead time and a 25% increase in overall productivity.

Quality control improved significantly, with defect rates dropping by 40%.

Additionally, the Kaizen initiative nurtured a culture of collaboration and innovation, leading to enhanced employee engagement and a motivated workforce. These improvements not only boosted the company’s competitive edge but also resulted in substantial cost-savings, higher customer satisfaction and market share. 


Adapting Kaizen to Today's Business Environment:

In today's rapidly changing business landscape, integrating Kaizen with digital transformation initiatives can significantly enhance productivity as well as customer satisfaction.

Digital tools and platforms have made it easier for teams to collaborate in real-time, share feedback instantly, and implement changes more swiftly and efficiently. Also, utilizing data analytics to identify customer pain points and employing automation to streamline processes can amplify the benefits of Kaizen.

Additionally, fostering a culture of continuous improvement through regular virtual training sessions and collaborative digital platforms ensures that, all employees are aligned with the Kaizen principles, even in a remote or hybrid work environment.

Embracing sustainable practices within the Kaizen framework is yet another way to stay relevant. Customers today are increasingly conscious of environmental and social issues. Implementing eco-friendly processes and demonstrating a commitment to corporate social responsibility can enhance customer satisfaction.
Furthermore, in an era where customer expectations are higher than ever, Kaizen's emphasis on small, incremental improvements can help businesses stay agile and responsive.

By continually refining processes and products based on real-time customer feedback, companies can better meet customer needs, enhance their experiences, and build stronger, more loyal customer relationships. This proactive approach not only boosts customer satisfaction but also gives businesses a competitive edge in an increasingly dynamic market.


Conclusion:
Besides improving the customer relationship process, Kaizen also improves employee engagement and overall mojo in the organization. With the right approach, your organization can benefit from increased employee morale and productivity. ​

If you’re looking for a way to elevate customer satisfaction and operational excellence, Kaizen could be the game-changer your business needs. How is your company implementing continuous improvement? Share your thoughts and experiences in the comments!

Remember, the benefits of Kaizen extend well beyond improved customer satisfaction! 

📢 Looking to start Kaizen in your organization? Let's connect! Feel free to reach out to me here.

​​Related reading:
  1. How to cut costs strategically using Kaizen
  2. Streamline processes and workflows with Gemba Walk
  3. Convert business efficiency with Spaghetti models.
  4. Taguchi loss function. ​
  5. How to Use Kaizen for Increased Profitability and Organizational Excellence.

​​Follow Shruti on Twitter, YouTube, LinkedIn
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​Categories:  Leadership | Kaizen | Voice of customer


Keywords and Tags:
#Kaizen #ContinuousImprovement #CustomerExperience #LeanMethodology #BusinessStrategy #ProcessImprovement #EmployeeEngagement #DigitalTransformation #Sustainability #CustomerSatisfaction #ContinualImprovement #OperationalExcellence #PDCACycle #Gembawalks #KaizenEvents #CrossFunctionalTeams #DigitalTransformation #SustainablePractices #Taguchilossfunction  #kaizenchampioncertification   #BusinessGrowth #Leadership #Innovation #QualityManagement #CustomerExperience
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What is workflow and process mapping

4/26/2024

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Process mapping is one of the most critical tool for achieving operational excellence in an organization. The reason being, to improve something we must first know the current status and process mapping does that.

Process mapping involves creation of a workflow diagram that visually depicts the sequence of actions or information flow at a workplace. It uses multiple shapes and symbols such as rectangle, diamond etc. to show workflow through a series of steps or parallel processes within a department or among cross-functional teams.
what is workflow and process mapping
The shapes and symbols represent different stages and decision points with arrows to illustrate the flow from one step to the next. The use of different shapes and symbols allows for easy interpretation of a process's complexity and the interdependencies between different steps.

Besides documenting workflow, process mapping provides a clear and comprehensive understanding of the underlying processes in a business. This helps in understanding areas of inefficiency, bottlenecks or other problems that might be deterring business performance.

Implementing Process Mapping is considered one of the initial and critical steps towards diagnosing areas in a business that need attention. Hence, if you come across unmet business targets, I will suggest first do process mapping. Once the problem areas are identified, find out if your processes require modification or a complete overhauling. Checkout my blogpost to understand the difference between process modification and process redesign.

Moreover, note that process mapping is not a one-off task but an essential part of a continuous improvement cycle.
As processes evolve and changes are implemented, the process maps are updated to reflect new information, ensuring that the operations remain relevant, efficient and aligned with the business's objectives.

This ongoing practice of continuous improvement assists in keeping the processes streamlined and inculcates a culture of constant vigilance, responsiveness to operational challenges and enables business resilience.


Related Reading
  1. Revolutionizing industries with Lean Six Sigma
  2. Streamline processes and workflows with Gemba Walk.
  3. Top Ten Strategic Decision-Making Tools for Operational Excellence
  4. Popular Continuous Improvement Tools.


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Categories:  Continuous Improvement | Operational Excellence | Process Improvement

Keywords and Tags:

​​#ProcessMapping #ProcessMap #OperationalExcellence #ContinuousImprovement #ProcessImprovement  #ProcessEfficiencyImprovement #BusinessProcessImprovement #BusinessTransformation  
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How to improve Operational Excellence with Kaizen implementation

12/6/2023

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Spotlight: Are small, continuous improvements the key to massive operational success? Discover how Kaizen can transform your business from the inside out.

In today’s fast-paced business environment, operational excellence isn't just a competitive advantage—it's a necessity.

Kaizen, the philosophy of continuous improvement, empowers teams at every level to spot inefficiencies, eliminate waste, and enhance productivity--without massive overhauls or disruption.

In this blog post, I talk of:
🔹 What Kaizen really means in practice
🔹 Key strategies to implement it effectively
🔹 Real-world benefits of doing it right
🔹 Common pitfalls to avoid

Learn how the Kaizen approach can significantly boost operational excellence by fostering a culture of continuous improvement across your organization. Read the full blogpost below to start applying Kaizen principles in your workplace today. If you’re aiming for sustainable growth, streamlined processes, and a culture of innovation—this is must-read.
How to improve Operational Excellence with Kaizen implementation
When implementing a Kaizen implementation strategy, it is essential to create a culture of continuous improvement.

There are three critical components of a culture of continuous improvement: 
  1. Aligning goals with business strategy.
  2. Creating an operational excellence team.
  3. Establishing the culture.

​These steps will help you create a successful Kaizen implementation. If you want to make your organization an operational excellence champion, follow these steps. You'll soon be on your way to building a culture of continuous improvement!
 
Aligning goals with business strategy-
Aligning goals with your business strategy is the first step in implementing a Kaizen program. This process emphasizes the need for constant improvement. Kaizen methods have helped many organizations increase employee productivity and lower costs, while improving customer service and satisfaction. The ultimate goal of any organization is operational excellence, and Kaizen implementation is one way to achieve it. While projects and tools can help, a true culture change can be achieved with Kaizen. All employees are encouraged to participate in the improvement process. 
 
The next step is to align goals with the overall business strategy. Developing an operational excellence mindset requires the company to align its goals with its business strategy. By doing this, all members can see the value flow through the business. Moreover, successful implementation of Kaizen practices requires businesses to focus on improving their value proposition and delivery. 
​By applying Kaizen methods, companies can improve their business performance by 25% or more. They will also be able to achieve long-term sustainable growth and create a work culture that is ideal for the employees.
​​Now let's take a look at the second critical component of continuous improvement culture- creating an operational excellence (OpEx) team.


Creating an operational excellence team-
​Creating an operational excellence team will require a commitment to a vision that is aligned with the company's strategic objectives. The vision can be product or growth-oriented, or even market-focused. It should be communicated to all employees, to ensure alignment of effort and resources. Once all employees are on board with the new strategy, implementation will be easier. However, a company wide OpEx strategy will require time, resources, and education to be successful.
 
Before implementing any improvement initiative, a company should define an optimal value stream and work toward achieving it. Once a company has defined the optimal value stream, it should select a project that is both timely and effective. The company should then expand its operational excellence team by hiring more staff and establishing a portfolio of improvement projects. This team should be rewarded for its accomplishments and recognize the individual contributions of its frontline operational excellence leaders.
 
In order to implement a Kaizen implementation successfully, an organization must first determine what operational excellence is. To determine if a process meets those criteria, management must identify the problem and determine how to resolve it. An effective operational excellence team must be committed to bringing changes and identifying recurring problems. However, the team must be willing to embrace change and sacrifice old ways of doing things. It is vital to measure progress and make sure everyone understands what it means to achieve the goals.
 
When implementing a Kaizen program, companies must realize that they cannot achieve operational excellence without aligning their goals with the organization's strategic objectives. Without this alignment, improvement efforts tend to float in circles, with little or no strategic impact. Ultimately, it is imperative to align goals with strategic objectives. Only then can Kaizen efforts benefit the entire organization and its customers.

Coming to the third critical component of continuous improvement culture- establishing the culture of continuous improvement at your workplace. 
 

Creating a culture of continuous improvement-
Creating a culture of continuous improvement is important, but how do you make it stick? The key is to get everyone involved. Rather than enlisting the help of managers and top executives, employees should make suggestions for improvement. While not every suggestion will be successful, many will. Employees are most familiar with areas that need improving, so gaining their input can be invaluable. Below are some tips for making Kaizen work at your organization:
 
Commitment:
Kaizen requires the commitment of every member of the organization. There must be no "us versus us" mentality. All must work toward the same goal. For example, some automobile factories hold daily meetings of small teams to discuss one small change that can improve a process. This process must be conducted regularly, daily, and in a routine. Once implemented, the company will be on the road to continuous improvement.
 
Motivation:
Employees should be encouraged to take responsibility for the quality of their work. Kaizen will improve processes while instilling a sense of teamwork and ownership. Employees will be motivated to work on the problems they select and will be more likely to find a solution if everyone is involved in it. Recently published studies (referred below) revealed that only 32% of US workers were engaged in their work, while 17% were ‘actively disengaged’. Moreover, a steady decline in employee engagement is observed when you study reports from year 2020 till date. Globally, only 23% of employees are engaged at work.

These figures are truly alarming and it's about time business leaders change the way work gets managed. In my view employee engagement is not just a HR (human resources) function. HR surely has a big role to play, but taking care of your people is a primary role of a team leader, doesn't matter at what step he/she is on the corporate ladder. 

Getting employees involved and motivated is key for bringing about operational excellence. And Kaizen is one of the surest, easiest and cost-effective route for increasing employee engagement and in turn operational excellence. 

​Read more on Kaizen here.

​References-
  1. U.S. Employee Engagement Needs a Rebound in 2023
  2. Disengagement Persists Among U.S. Employees
  3. State of the Global Workplace: 2023 Report
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Related reading:

  1. Kaizen for pharmaceutical, medical device and biotech industries
  2. How to cut costs strategically using Kaizen
  3. How to use Kaizen for Increased Profitability and Organizational Excellence
  4. Streamline processes and workflows with Gemba Walk.
  5. Top Ten Strategic Decision-Making Tools for Operational Excellence
Keywords and Tags:
#operationalexcellence #kaizen #kaizenimplementation #strategicdecisions #strategy #strategicdecisionmaking  #strategymanagement #decisiontools #decisionmaking #strategicplanning  #challengesofdecisionmaking
#ContinuousImprovement #LeanThinking #BusinessStrategy #ProcessImprovement #Leadership #InnovationCulture

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Syrup Medicines Banned in Indonesia! Isn’t there a way to formulate safe syrup products?

10/25/2022

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Syrup Medicines Banned in Indonesia! Isn’t there a way to formulate safe syrup products?
The health ministry of Indonesia has temporarily banned the sale of all syrup and liquid medicines, citing the risks to children (according to a BBC news report). In a statement, the ministry explained that acute kidney injury (AKI) has been linked to syrup medicines. The government cited a sharp increase in AKI cases among children, most of them under five years of age. However, the number of acute kidney failure cases could be much higher than reported.
 
Higher than accepted levels of diethylene glycol and ethylene glycol were found to be present in the products recovered from patient’s homes. Children suffering from AKI had allegedly been using syrups that contained diethylene glycol and ethylene glycol in very small amounts. Currently, there are 206 confirmed cases of AKI in Indonesia, of which 99 were fatal. However, the true number is likely to be higher.
 
As per the BBC news report the Indonesian authorities have so far not disclosed the brands or types of syrup medicines linked to sick children; instead, just temporarily banned the sale and prescription of all syrup and liquid medicines.
 
Earlier this month, cough syrup-linked child deaths were reported from African country The Gambia. The reason then was higher than accepted levels of diethylene glycol and ethylene glycol in syrups. ( A report in India's one of the leading newspaper Economic Times stated that the Medicines Control Agency MCA, has not yet found definitive links between the deaths and the cough syrup).

Unfortunately, we have been witnessing such tragedies since 1937, when the first elixir tragedy was reported in the United States.
 
Further to that, compliance procedures and regulations were strengthened, and for a few decades, it has helped bigtime in curbing such fatalities.
 
Over the years, pharma operations have graduated from ‘quality control’ to ‘quality assurance’ and now ‘quality-by-design’. One of the fundamental principles of quality-by-design (QbD) while formulating drug products is that safety is built-into the product by design. But then a quick question that pops up in my mind is- Are syrups safe?
 
In my view and I'm sure you will agree with me, there can be no justification to such tragedies. As an operational excellence leader, I believe that in addition to ensuring cGMP and quality compliance while manufacturing drug products, it is probably the need of the hour to re-think formulation strategies for syrup medications.
 
Go for syrups sans propylene glycol!
 
This is surely a challenge for pharma formulation development scientists, but it will be efforts worthwhile. Firstly, it will stop such potential tragedies and secondly, syrups shall truly become patient-friendly!

​
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Categories:  Life Sciences | Mistake-Proofing

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#Indonesiabannedsyrupmedications  #AKItragedy  #AKIchilddeaths #acutekidneyinjury  #AKI #Gambiatragedy #coughsyruplinkeddeaths #diethyleneglycol #mistakeproofingprocesses #cGMP  #GambiaChildDeaths #reformulationstrategiesforsyrups #quallitybydesign  #QbD
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How to Improve Operational Excellence in the Healthcare Industry

10/9/2022

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how to improve operational excellence in healthcare industry
It takes time, commitment, persistence and investment to truly embed operational excellence (OpEx) in healthcare organizations; it is indeed a long-term project. The healthcare industry is ripe for Six Sigma and Lean efforts.

The industry shares many of the same challenges as a for-profit company, with the addition of culture and hierarchy barriers. There have been 12 reform attempts by the U.S. government since the onset of the healthcare crisis in the early 20th century. Using these methods can improve operational efficiency and increase patient satisfaction. An example of operational excellence in the healthcare industry is the referral to listing process for heart transplant patients. Most patients seeking a heart transplant are suffering from severe heart failure, heart disease, or other environment-related conditions.

To implement a successful OpEx strategy, organizations should begin by assessing their current status. The goals must be SMART (specific, measurable, achievable, relevant, and time-bound). They should include broad objectives as well as specific KPIs. This will make it easier to implement the strategy. As with any change initiative, operational excellence programs require resources and education from all employees. Once everyone is on board, the next step is implementing the program.

One example of a healthcare company's use of Lean Six Sigma processes is the implementation of a safety checklist. These checklists help to reduce the number of hospital-acquired bloodstream infections by more than 80%, resulting in a lower cost per infection. Other examples of operational excellence include SickKids Hospital in Toronto Canada, which has created a culture that empowers departments to act on problems.

Organizational excellence programs need to be implemented by empowering team members. These teams need to be empowered and encouraged to come up with ideas and bring suggestions to management. By empowering employees, you can improve the customer experience and the overall knowledge of your team. Ultimately, operational excellence is a journey, and your organization will always improve. Therefore it is crucial to invest in a robust training program for your employees.

Metrics for operational excellence are vital to measuring progress and providing meaningful information to employees. They help them focus on their work and help them determine where they need to make more effort. Metrics should be specific, measurable, and timely, so that the team can make changes as they see fit. The company should measure customer satisfaction and the overall patient experience to ensure operational excellence. The results of the metrics can be used to prioritize priorities and improve operations.

Surgical services are a major source of revenue in many hospitals and health systems. However, many healthcare systems do not use their key assets in the most efficient way possible. For example, when it comes to data migration, a lot of employees are not willing to switch to new methods. Therefore, the implementation of an OpEx program should be supported by a serious commitment from top-level management. The results should be visible in a matter of months.

To know more about how to bring a culture of operational excellence at your organization, checkout- Top Ten Strategic Decision-Making Tools for Operational Excellence

​Implementing Lean methodology is a great way to increase your chances of success. The Lean methodology offers proven solutions that are based on gathered facts and work in the real world. Additionally, Lean solutions can be transferred to other facilities, which will result in continuous improvement. Many modern healthcare organizations face the challenge of staff utilization. By improving staff management processes, Lean healthcare organizations will be able to use their resources more efficiently and boost patient safety.

Related Reading:​
  1. Kaizen for pharmaceutical, medical device and biotech industries
  2. How to cut costs strategically using Kaizen
  3. Streamline processes and workflows with Gemba Walk.
  4. Top Ten Strategic Decision-Making Tools for Operational Excellence

Follow Shruti on Twitter, Facebook, YouTube, LinkedIn

Categories:  Healthcare | Operational Excellence

Keywords and Tags:
#operationalexcellence #operationalexcellenceforhealthcareindustry #heathcareindustry #strategicdecisionmaking #decisintools #strategy #operationalexcellence  #strategymanagement #decisionmaking #strategicplanning  #challengesofdecisionmaking #OpExfor healthcare
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Gambia cough syrup tragedy: How can we stop such catastrophe?

10/9/2022

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Gambia cough syrup tragedy- how to stop such catastrophe
Dozens of child deaths have been reported recently in African country The Gambia. The deaths are allegedly linked to cough syrups containing unacceptable levels of diethylene glycol and ethylene glycol.
 
Diethylene glycol and ethylene glycol are known toxic items and are ‘source-related’ impurities of the solvent used in the cough formulation. At the outset, for those new to this topic, let me briefly explain what is meant by ‘source- related’ impurities- There are broadly two types of impurities in drug products- (1) Source-related impurity and (2) Impurities arising as a result of product manufacturing and/or generated during the shelf-life of a product. These impurities are referred to as degradation products.
 
The source-related impurities are traces of substances in the raw material in lieu of its manufacturing. These source-related impurities cannot be totally avoided but must be controlled and must be within permissible limits mandated in the pharmacopoeia. Further, these source-related impurities must be within acceptable limits in the finished formulation (whenever that raw material is used) at all times until after the expiration of that finished formulation.
 
Same goes for the degradation products, they too (if present) must be within limits stated in the product monograph. If the impurity levels get higher than accepted limits, it can cause minor to critical safety concerns.
 
Coming back to this unfortunate incident…

​Deaths linked to diethylene glycol from cough syrup was first reported in the year 1937 in the United States, the ill-famous ‘Elixir Tragedy’.
 
Since that incident, regulators and pharma companies worldwide have put in stringent cGMP (current good manufacturing practices) criteria in drug product development thru manufacturing as well as post-marketing surveillance. The fundamental objective of cGMP is to ensure quality, efficacy and safety in drug product at all times until after its expiration. An incident such as this one, prima facie means a break-off from the norms i.e. non-compliance to the cGMP process.
 
Also, cGMP does not mean ‘best practices’ implemented only during manufacturing. cGMP is a wide-spectrum best practice and is applicable to all upstream and downstream processes of a product’s lifecycle. Non-compliance in adhering to these ‘best practices’ at any stage of the upstream and/or downstream processes can lead to mishaps, even fatalities.
 
So, what happened in this case? Why so many people died after taking a cough syrup? Why did the syrups have unacceptable quantities of diethylene glycol in them? As a member of the pharma fraternity such questions came my way (from friends and acquaintances) for the past few days. Since this matter is under investigation by competent authorities, we'll know in the coming days. But our objective as responsible pharma professionals, is not to just find out what happened in this unfortunate case, but also proactively ensure that such situations do not happen in the future.
 
In fact, I shall say- selling a safe product to the consumer is the seller’s prime responsibility, no two ways about it. Hence, not just drug products, but all products must have the desired quality attributes and must be safe in the hands of the user.  But how can companies ensure this?
 
There are several ways to achieve this. But the surest and fastest route is to- Start implementing QbD (quality-by-design) in the product’s value chain, and mistake-proof all processes in the product’s supply chain.
 
Mistake-proofing means you don’t leave any scope for errors to happen while working the process. For example, try putting a two-pin or a three-pin plug into a socket. It won’t fit-in unless inserted the right way. Another example of process mistake-proofing is a washing machine. If you were to flip open a washer’s door while it was running its cycle, the machine immediately stops. But the moment you shut back the door it re-starts! Such mistake-proofing with a plug's or washer's design and operation is to prevent accidents i.e. consumer safety.
 
Pharma companies must couple cGMP with mistake-proofing; that is, apply appropriate error-proofing measures to all its technical and business processes.
 
Some of the promising and time-tested error-proofing tools are Poka Yoke, FMEA, Visual Management, CAPA etc. I’ve separate posts on Poka Yoke and Visual Management, do check them out …

  1. Improve Process Efficiency with Visual Management
  2. Mistake-Proofing Pharmaceutical Product Development, Manufacturing and Logistics, Cost Savings via Poka Yoke
  3. Mistake-Proofing Pharmaceutical Products: What can we learn from Valsartan, Losartan and Irbesartan recalls?
  4. Valsartan, Irbesartan, Losartan Product Recalls- What are the Lessons for Pharmaceutical Industry?

News update- Subsequently, a report in India's one of the leading newspaper Economic Times stated that the Medicines Control Agency MCA and The Gambian drug regulatory authorities have not yet found definitive links between the deaths and the cough syrup, and that the cause of child deaths is still unknown.

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Operational Excellence FAQ: Why should you modernize regulatory information management in life sciences organizations?

9/30/2022

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operational FAQ_ why should you modernize regulatory information management in life sciences organizations
Are you thinking of investing in upgrading your regulatory infrastructure and workflows, then this post is for you.

Regulatory information management (RIM) is an important part of the quality compliance management process for life sciences companies. Today, RIM can help life sciences companies modernize their immediate function globally, deepen strategic partnerships, and streamline regulatory pathways. These initiatives help companies expedite the approval of new products in all markets and ensure that existing products are compliant. By modernizing RIM, companies can harness this vital asset as an enterprise asset.


Complexity of life sciences regulatory information management

Today's life sciences organizations face an increasing complexity of managing regulatory information and documents. The research, development and regulatory processes can generate hundreds of thousands of documents, which must be managed securely. Furthermore, organizations must adhere to regional and country-specific regulatory requirements. In addition, they must handle multiple stakeholders, partner organizations, and many types of information.

With the growing complexity and evolution of life sciences business processes, a streamlined approach to regulatory information management (RIM) can provide long-term business benefits for life sciences companies. This approach allows for improved data management, more informed decisions, and greater time savings. Life sciences companies must make sure they have a comprehensive RIM solution in place to meet all of their regulatory requirements.

As costs continue to rise, regulatory information management becomes an increasingly complex challenge for life sciences companies. This complexity is exacerbated by the fragmented nature of data, which is stored in multiple systems and supported by inefficient software applications. This complexity leads to increased risks and increased cost. For instance, bringing a new drug to market costs upwards of $800 million to a billion dollars. In addition, a single successful clinical trial could mean the difference between winning or losing a drug to a competitor.

Today, life sciences organizations have a need to optimize their processes and lower overheads. However, despite the high volume of data generated, most companies lack visibility and accuracy. The lack of visibility and accuracy in data can lead to bottlenecks and unnecessary cost.

Impact of updated CSA guidelines on quality compliance management

A few days back i.e. on September 13th, USFDA issued draft guidelines on CSA (Computer Software Assurance) for Production and Quality Software. You may review the guidance document here.

CSA guidelines are intended to improve regulatory information management in life sciences organizations. They focus on critical thinking, streamlined-validation processes, data integrity, and operational efficiency. As a result, they are designed to help organizations save time, money, and resources. They also provide measurable Key Quality Attributes for compliance.

The new guidelines also aim to improve software development and testing efficiencies. The goal is to reduce error-prone manual processes and increase quality through sophisticated information technology and data solutions. CSA also aims to improve risk-based assurance by implementing critical thinking early in the development process and leveraging vendor documentation during validation. This process results in a reduction of software development and validation costs, documentation and testing time.

While CSA is not a new concept, it does require organizations to update their processes in order to keep pace with the CSA's evolving regulatory information management requirements. For example, CSA is designed to simplify the use of non-product software systems while maximizing testing efforts and minimizing documentation. It has a focus on testing for higher confidence in system performance. While CSA is intended to be guidance, the CSA principles apply to 21 CFR Part 11. The key to compliance is understanding the level of risk for each system.

Organizations must create a change management plan to help people adapt to the new guidelines. By the way, I have a separate post touching upon transition from CSV to CSA. You may check it out here. This change management plan should include a training and communication program to ensure all team members understand the new concepts. These concepts include critical thinking, risk-based thinking, data integrity, and value-add activities.

Related Reading:
  1. Challenges in Modernizing Life Sciences Regulatory Information Management Systems 
  2. USFDA Guidance on Life Sciences Regulatory Information Management
  3. Economic Impact of Life Sciences Regulatory Information Management
  4. What are the drawbacks if Regulatory Information Management (RIM) of life sciences organizations is not modernized?
  5. Modernize regulatory information management to improve operational excellence in life science organizations 
  6. How to Overcome Challenges in Life Sciences Regulatory Information Management 
  7. Benefits of modernizing life sciences Regulatory Information Management
  8. Transitioning from Computer Software Validation (CSV) to Computer Software Assurance (CSA)

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